Michael Nelson

Module ScopeDoes the organisation understand and meet the privacy and data protection responsibilities applicable to the information it handles?Does the organisation effectively manage cybersecurit...

Module ApplicationDoes an organisation carrying on or seeking to carry on regulated banking or standalone primary dealer activities in India obtain and maintain the required RBI licences, authorisa...

Module ScopeDoes the organisation identify and meet the environmental responsibilities that apply throughout the lifecycle of its activities in India?Does the organisation manage its environmental ...

Module ScopeDoes the organisation meet its employment obligations throughout the employment lifecycle in each Indian jurisdiction in which it operates?Does the organisation provide lawful remunerat...

Module ScopeDoes the organisation conduct its commercial activities and relationships in a manner that supports fair competition and fair treatment of consumers in India?Does the organisation meet ...

Module ScopeDoes the organisation maintain the regulatory standing, ownership structure and governance arrangements necessary to conduct its banking activities in India?Does the organisation remain...

Module ApplicationDoes an organisation subject to applicable Anti-Bribery & Corruption requirements in India must prohibit the giving, promising, or arranging of any undue advantage to public serva...

Module ApplicationDoes the organisation maintain board-approved AML/CFT/CPF policies, designated compliance officers, group-wide programmes, independent audit functions, employee screening and trai...

Module ApplicationBanking and lending activities in the European Union are governed by an extensive and interconnected regulatory framework covering market access, prudential safety and soundness, ...

Module ApplicationBribery and corruption can expose organisations and individuals to serious criminal, commercial and reputational consequences. This module applies to organisations carrying on bus...